Canadian Warrants - Omega Advisors U.S. Capital Appreciation Fund

Omega Advisors U.S. Capital Appreciation Fund

Quick Links:
Back to Home Page Back to Warrant Sheets Back to Expired Warrants

Omega Advisors U.S. Capital Appreciation Fund

Address: 200 - 5 Hazelton Ave
Toronto ON M5R 2E1
Phone: 647 477 4884
Fax: 416 934 7459
Website: http://www.artemisfunds.ca

Warrant Symbol - OUS.WT
Number Trading - 2,860,000
Expiration Date - January 16, 2012
Cusip - 682068 11 9
Exercise Price - $10.00

Warrants Called to Trade News:

Omega Advisors U.S. Capital Appreciation Fund To Trade On Toronto Stock Exchange March 28, 2011

Omega Advisors U.S. Capital Appreciation Fund (the “Fund”) – Further to Toronto Stock Exchange Bulletin 2011-0414, dated March 18, 2011, which describes an initial public offering of the Class A combined units (the “Combined Units”) of the Fund, the Fund's Class A units (“Units”) and transferable Class A warrants (“Warrants”) will trade separately commencing at the opening on Wednesday, March 30, 2011, at which time the Combined Units (Symbol: OUS.A) will be halted and subsequently delisted at the close of business that day.

Under the trading information set out below, (i) 5,720,000 Units will be listed, of which 2,740,000 Units will be issued and outstanding and 2,980,000 Units will be reserved for issuance; and (ii) 2,860,000 Warrants will be listed, of which 2,740,000 Warrants will be issued and outstanding and 120,000 Warrants will be reserved for issuance.

Units

Stock Symbol: “OUS.UN”
CUSIP: 682068 10 1
Trading Currency: CDN$

Warrants

Stock Symbol: “OUS.WT”
CUSIP: 682068 11 9
Trading Currency: CDN$

read more... || collapse

Temporary
Market Maker: Canaccord Genuity Corp.

Registration of interests in, and transfers of the Units and the Warrants will be made only through the book-entry only system of CDS Clearing and Depository Services Inc. (“CDS”). Units and Warrants must be purchased, transferred and, if applicable, surrendered for redemption only through a CDS Participant. All rights of an owner of Units or Warrants must be exercised through, and all payments or other property to which such owner is entitled will be made or delivered by, CDS or the CDS Participant through which the owner holds such securities. Upon purchase of any Units or Warrants, the owner will receive only the customary confirmation.

Additional information on the Units and the Warrants can be found in the Fund's prospectus dated February 25, 2011 (the
“Prospectus”), which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the
prospectus.

Warrants: Each Warrant entitles the holder to purchase one Unit at a subscription price of $10.00 on and only on January 16, 2012 (the “Expiry Date”). The Warrants may only be exercised on the Expiry Date. Warrants may be tendered for exercise on and after January 3, 2012 and up to January 16, 2012, being the two week period up to and including the expiry date for the Warrants. Warrants not tendered for exercise by the Expiry Date will be void and of no value.

Valiant Trust Company (the “Subscription Agent”) has been appointed the agent of the Fund to receive subscriptions and payments from holders of Warrants, to act the transfer agent and registrar for the Warrants and to perform certain services relating to the exercise and transfer of Warrants pursuant to a warrant indenture (the “Warrant Indenture”) dated as of March 22, 2011 between the Fund and the Subscription Agent. The Fund will pay for the services of the Subscription Agent. Within 30 days of the proper exercise of a Warrant, the Fund will pay a fee of $0.10 per Warrant to the Agents (as defined in the Prospectus) and a fee of $0.15 per Warrant to the registered dealer whose client has exercised the Warrant.